Scope of Responsibilities and Norms Created by the Compliance Function in Banking - Challenges of Regulated Markets

Journal Title: Krytyka Prawa. Niezależne studia nad prawem - Year 2014, Vol 6, Issue 1

Abstract

Broad scope of regulations observed nowadays by banks that are obliged to comply with the binding laws and regulations creates numerous challenges to those organisations. In particular, these challenges refer to international banks operating in parallel within complex legislative, regulatory, social, political etc. realities. This article is a concise presentation of selected tasks brought by the compliance function in banks that at the same time are the references for the internal norms created within those organisations.

Authors and Affiliations

Tomasz Braun

Keywords

Related Articles

[b]Reliefs and Exemptions on Local Taxes as an Instrument to Support the Development of Entrepreneurship (Based on the Experiences of the Urban Municipality of the Lubelskie Voivodeship)[/b]

In the article the author tries to determine the impact of setting local taxes and charges by local governments on the development of entrepreneurship. In the first part of the study the legal conditions of a local tax p...

Kilka uwag w sprawie wyroku ETS przeciwko Google (C-131/12)

Orzeczenie C-131/12 od chwili jego wydania stało się przedmiotem dyskusji. Początkowo porażka Google’a została przyjęta z entuzjazmem, szybko jednak stało się jasne, że nadmierne szerokie rozumienie prawa do bycia zapomn...

On The Comprehensive Regulation of the Sphere of Public Documents in Poland

This paper offers an analysis of a draft bill on Public Documents together with implementing acts. It focuses, in particular, on the key regulations concerning the list of public documents and their classification, on th...

The competences of the National Judicial Council and their impact on the realisation of the independence of Judges and the independence of courts. Prolegomena

The article presents the powers of the National Council of the Judiciary of Poland in terms of their potential impact on the implementation of the principle of the independence of judges and independence of courts. Durin...

Concession (licence) agreement. At the intersection of public and private law

In the Polish legal doctrine, the notion of concession (licence) is most often associated with administrative decision-making, following the Act of 2 July 2004 on the Freedom of Economic Activity4. Concession (licence),...

Download PDF file
  • EP ID EP62474
  • DOI -
  • Views 78
  • Downloads 0

How To Cite

Tomasz Braun (2014). Scope of Responsibilities and Norms Created by the Compliance Function in Banking - Challenges of Regulated Markets. Krytyka Prawa. Niezależne studia nad prawem, 6(1), 127-147. https://europub.co.uk/articles/-A-62474