MODERN SYSTEM OF SELF-REGULATION IN THE US SECURITIES MARKET
Journal Title: Вчені записки Таврійського національного університету імені В. І. Вернадського. Серія: Юридичні науки - Year 2018, Vol 29, Issue 5
Abstract
The securities market is an important component of any market economy. Activity in this market is associated with high risks; therefore, the choice of the method of its regulation, whose main task is to ensure the financial security of all participants in the securities market, is a fundamental issue. In this situation, it is important to turn to the experience of the United States, where long before the existence of self-regulatory organizations on the securities market, they managed to pass from the absence of any regulation of their activities by the state and the voluntary association to unequal partnership with the state, to detailed legislative regulation of their activities with mandatory membership. In addition, American self-regulating organizations of professional participants in the securities market differ in species diversity. The author in this article analyzes self-regulatory organizations on the US securities market, characterizes their types, activities and specifics of implementing this particular type of regulation.
Authors and Affiliations
Н. М. Ковалко
Keywords
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